Contact

Our People

Chris Shaw

Role

Chief Compliance Officer

Location

Grand Cayman

A career compliance professional, Chris provides advice and guidance to colleagues to ensure the needs of the business and all stakeholders are met whilst maintaining compliance with the letter and spirit of the laws and regulations governing the local and international financial services industry.

With the knowledge gained over a financial services career spanning nearly three decades, Chris has spent 25 of those years in a compliance role. Firstly with a leading UK composite insurer, where he started as a mortgage and assurance broker, eventually moving into compliance. On leaving this role, Chris took up his first Head of Compliance role with London’s leading mortgage broker and estate agency group taking them from self-regulation to direct regulation by what is now the Financial Conduct Authority.

On leaving this role, Chris spent a brief period with the UK financial services regulator before joining a High Net Worth IFA business, eventually moving into offshore fiduciary services leading to his move to the Cayman Islands nearly nine years ago. Most recently, Chris managed the compliance team in a regionally headquartered retail bank.

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